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William Franklin Brinkley

Rbc Capital Markets, LLC

Fairfax, VA

Vienna, VA

CRD 1832062

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-18
VA RA APPROVED 2024-06-18
  • TX RA
    APPROVED
    Since 2024-06-18
  • VA RA
    APPROVED
    Since 2024-06-18

Branch Locations

Fairfax, VA • United States

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Llc Mclean VA 06/2009 02/2021
Bb&T Securities, Llc Mclean VA 01/2013 02/2021
Truist Investment Services, Inc. Mclean VA 02/2021 06/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 06/2024
Rbc Capital Markets, Llc Vienna VA 06/2024 Present
  • 06/2009 → 02/2021
    Scott & Stringfellow, Llc
    Mclean, VA
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Mclean, VA
  • 02/2021 → 06/2024
    Truist Investment Services, Inc.
    Mclean, VA
  • 02/2021 → 06/2024
    Atlanta, GA
  • 06/2024 → Present
    Vienna, VA
Previous Registrations
Other Businesses

1) MUSEUM OF BIBLICAL ART-1865 BROADWAY AT 61ST ST NEW YORK, NY 10023-NOT INVESTMENT RELATED/NOT PUBLICLY TRADED/BOARD OF TRUSTEE/3-4 HOURS MONTH,2 PER MONTH DURING SCHEDULED WORK HOURS-ZERO COMPENSATION, MARCH 2012

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-28
S63 Uniform Securities Agent State Law Examination 1988-06-08
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    1988-06-08

View on SEC IAPD

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