Renee Duba

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2013 → 11/2016
  Bank Of America, N.A.
  Chicago, IL
• 12/2016 → 10/2017
  Stevens Wealth Management Llc
  Deerfield, IL
• 12/2017 → Present
  Mutual Advisors,Llc
  Omaha, NE

Previous Registrations

• 2017-01-16 → 2017-10-19
  Stevens Wealth Management Llc
  Deerfield, IL
• 2013-09-13 → 2016-12-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

1. SONDER PRIVATE WEALTH MANAGEMENT, LLC., START DATE: 01/2018, 24 FRANKLIN AVENUE, RIVER FOREST, IL 60305, LLC, SINGLE MEMBER LLC, SOLE MEMBER, DISREGARDED ENTITY USED AS PASS THROUGH FOR 1099 INCOME, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. Taran Insurance Advisory, LLC., Start Date: 07/15/2020, 156 13th Ave., San Mateo, CA 94402, Insurance Agent, N/A - I provide referrals as licensed producer to Natalie Oh, CLU, I refer non-variable life, health and LTC Insurance business to a long-time colleague of mine, Natalie oh, who provides a revenue share, Natalie Oh is an agent of NYL, however she is not captive, Not Investment Related, Less than 1 Hour per month, Less than 1 Hour per day during trading hours. 3. The Admiral at the Lake Foundation, Start Date: 03/01/2023, 929 W Foster Ave, Chicago, IL 60640, Corporation, Non-profit Retirement Community, Treasurer/Director on Board, Attend board meetings, provide counsel and oversight to the foundation managers, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 4. Jordan Black Family Office, Start Date: 01/01/2025, 100 S Philips Ave., Sioux Falls, SD 57104, Trust, Family Office, Council Member, Provide management consulting to family office staff and family members as part of a group of professional, Investment Related, 4 Hours per month, 0 Hours per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-12
• S63 Uniform Securities Agent State Law Examination
  1992-04-09

Designations

• Certified Financial Planner

Other Names

• Renee Noelle Duba