Rita Mae Borchers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Overland Park, KS
• 11/2016 → 12/2019
  Wells Fargo Clearing Services, Llc
  Overland Park, KS
• 06/2020 → 04/2022
  Wells Fargo Advisors Financial Network, Llc
  Leawood, KS
• 12/2019 → 06/2020
  Unemployed
  Raymore, MO
• 05/2022 → Present
  Lpl Financial Llc
  Raymore, MO

Previous Registrations

• 2020-06-22 → 2022-05-16
  Wells Fargo Advisors Financial Network, Llc
  Leawood, KS
• 2006-03-27 → 2020-01-07
  Wells Fargo Clearing Services, Llc
  Overland Park, KS
  Overland Park, KS
  Pittsburg, KS
  Mission Woods, KS
• 2004-03-23 → 2006-03-17
  Equitable Advisors, Llc
  Ovreland Park, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-26
• S63 Uniform Securities Agent State Law Examination
  1994-07-07

Other Names

• Rita Mae Mische
• Rita Mae Huser
• Rita Mae Borchers