Mark Larson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2016
  Scottrade, Inc.
  St. Louis, MO
• 11/2016 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 01/2017 → 09/2018
  Bank Of America, N.A.
  Rolling Meadows, IL
• 09/2018 → 01/2020
  Wells Fargo Clearing Services Llc
  Naperville, IL
• 04/2021 → 02/2023
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
• 01/2020 → 04/2021
  Unemployed
  Yorkville, IL
• 02/2023 → Present
  Lpl Financial Llc
  Yorkville, IL

Previous Registrations

• 2021-05-18 → 2023-02-28
  Wells Fargo Clearing Services, Llc
  Madison, WI
  Milwaukee, WI
  Madison, WI
• 2018-09-20 → 2020-01-24
  Wells Fargo Clearing Services, Llc
  Naperville, IL
• 2017-01-27 → 2018-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2005-09-30 → 2008-06-09
  Td Ameritrade, Inc.
  Oakbrook, IL
  Oak Brook, IL
• 2006-05-16 → 2008-06-09
  Td Ameritrade Investment Management, Llc
  Oak Brook, IL
• 2005-05-11 → 2005-09-30
  Optimum Investment Advisors, Llc
  Chicago, IL
• 1999-08-24 → 2005-04-28
  Charles Schwab & Co., Inc.
  Schaumburg, IL

Exams

• S66 Uniform Combined State Law Examination
  2017-01-27
• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1989-12-11

Other Names

• Mark Robert Larson
• Mark Larson
• Mark R Larson