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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-03 |
| WI | RA | APPROVED | 2023-02-03 |
Branch Locations
245 Main Street Suite 301, Racine, WI 53403 • United States
Lac Du Flambeau, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mequon | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mequon | WI | 11/2016 | 02/2023 |
| Raymond James & Associates, Inc. | Racine | WI | 02/2023 | Present |
(1)Name of Business: Country Charm Flooring Inc. Address: 3175 Simpson Ln, Lac du Flambeau, WI, 54538, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investor only. (2)Name of Business: Country Charm Flooring LLC Address: 3175 Simpson Ln, Lac du Flambeau, WI, 54538, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 20% owner in my son's business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-02 |
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