David Anthony Gwidt

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Mequon, WI
• 11/2016 → 02/2023
  Wells Fargo Clearing Services, Llc
  Mequon, WI
• 02/2023 → Present
  Raymond James & Associates, Inc.
  Racine, WI

Previous Registrations

• 2000-06-09 → 2023-02-09
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Waukesha, WI
  Glendale, WI
  Racine, WI

Other Businesses

(1)Name of Business: Country Charm Flooring Inc. Address: 3175 Simpson Ln, Lac du Flambeau, WI, 54538, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investor only. (2)Name of Business: Country Charm Flooring LLC Address: 3175 Simpson Ln, Lac du Flambeau, WI, 54538, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 20% owner in my son's business.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-12
• S63 Uniform Securities Agent State Law Examination
  1988-06-02