Harvey Warren Sax

Employer firm

Alpha Wealth Funds, LLC CRD 150231

$214M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 03/2025
  Alpha Wealth Funds, Llc Aka Formerly Known As Hsax & Co, Llc
  Park City, UT
• 03/2025 → Present
  Alpha Wealth Funds, Llc
  Park City, UT

Other Businesses

Veru365 investment-related; no address; 845 S Winter Lane, North Salt Lake, UT 84054 nature of the other business; financial AI software for licensed entities, advisors, banks, credit unions, etc position; Chief Visionary Officer relationship with the other business; Majority partner start date; Septermber 2025 hours/month you devote to the other business; 40 hrs per month hours you devote to the other business during securities trading hours; 30 min The Insomniac Hedge Fund Guy investment-related; no, educational address; 845 S Winter Lane, North Salt Lake, UT nature of the other business; educational blog by subscription position; Owner relationship with the other business; owner start date; June 2025 hours/month you devote to the other business; Twenty Hours hours you devote to the other business during securities trading hours; one

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-01
• S63 Uniform Securities Agent State Law Examination
  1988-05-26