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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-10 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Houston | TX | 02/2010 | 03/2017 |
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2012 | 03/2017 |
| Luis A. Ricardo Health Insurance | Houston | TX | 10/2012 | 03/2017 |
| Allstate Insurance Co | Houston | TX | 03/2017 | 05/2022 |
| Netlaw In. | Louisville | KY | 01/2019 | 01/2021 |
| Valic Financial Advisors, Inc | Houston | TX | 06/2022 | 09/2023 |
| Agia | Houston | TX | 12/2022 | 09/2023 |
| Luis A. Ricardo Music | Houston | TX | 01/2023 | Present |
| Nationwide Investment Services Corporation | Columbus | OH | 09/2023 | Present |
--Position: Musician Company/Employer: Self-employed Musician Location: Houston, TX Start Date: 10/17/2017 Hours Devoted Monthly: 12 Hours During Trading Hours: 0 Investment Related: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-24 |
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