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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-09-09 |
Branch Locations
5125 S Kipling Pkwy, Littleton, CO 80127 • United States
1010 W Baptist Rd, Colorado Springs, CO 80921 • United States
5105 Dtc Pkwy, Greenwood Village, CO 80111 • United States
8600 E Arapahoe Rd, Centennial, CO 80112 • United States
4775 Front St, Castle Rock, CO 80104 • United States
2790 Briargate Blvd, Colorado Springs, CO 80920 • United States
2 E Plum Creek Pkwy, Castle Rock, CO 80104 • United States
2805 Dublin Blvd, Colorado Springs, CO 80918 • United States
8100 E Arapahoe Rd, Centennial, CO 80112 • United States
568 E Castle Pines Pkwy, Castle Pines, CO 80108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Castle Rock | CO | 07/2019 | 09/2021 |
| Bbva Usa | Birmingham | AL | 07/2019 | 09/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 07/2019 | 09/2021 |
| Client One Securities | Leawood | KS | 01/2013 | 12/2017 |
| Associates Financial Group | Lone Tree | CO | 01/2004 | 07/2019 |
| Bbva Wealth Solutions Inc. | Castle Rock | CO | 08/2019 | 09/2021 |
| Pnc Investments | Lone Tree | CO | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-26 |
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