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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Wellington | FL | 01/2012 | 10/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Lake Worth | FL | 01/2012 | 10/2018 |
| Vandelay Financial Group (Dba) | Wellington | FL | 02/2012 | Present |
| Online Training, Inc | West Palm Beach | FL | 01/2018 | 09/2018 |
| Grove Point Investments, Llc | Rockville | MD | 10/2018 | 05/2025 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Wellington | FL | 05/2025 | Present |
1. 5/2025- Vandelay Financial- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 01/17/2012 2. 5/2025- Vandelay Financial- Non-Variable Insurance- Inv Rel- At Reported Business Location (s)- 2 Hrs Per Mnth/Trading- Start Date 05/01/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-26 |
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