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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2018-10-29
  • NH RA
    APPROVED
    Since 2018-10-29

Branch Locations

11 S. Main Street Suite 300, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Concord NH 11/2013 Present
  • 11/2013 → Present
    Ubs Financial
    Concord, NH
Other Businesses

1) Howard H Zeimer Special Needs trust / 125 Richardson St Vermont,Burlington 05401 / United States / No / Inactive / Dormant / This is a guardianship and special needs trust of a incapacitated friend of our family. My mother has resigned as guardian and trustee and I am contingent ttee and contingent court appointed guardian / I am the trustee and guardian, and am responsible for having the funds overseen professionally as well as filing taxes, and annual court accounting. I am responsible for paying the bills and visiting the ward Howard H Zeimer / Start Date 8/15/2019 / 2)NAME OF OTHER BUSINESS:Second Start/ INVESTMENT RELATED?: No / ADDRESS: 17 Knight St, NH, Concord,03301 US/ NATURE OF THE BUSINESS: teaching English and reading to those are learning English / DUTIES:teaching ESL to adults learning English / START DATE:9/6/2018 3) newhampshirepizzaco/ investment related?: no/10/1/2021/ 20 n main st, Concord,NH, 03301/ waitress / server/ Wait on customers and take their dinner orders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2016-02-06
  • S66 Uniform Combined State Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2016-02-06
Other Names
  • Lauren Wile Sparks
  • Laurie Sparks

View on SEC IAPD

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