Charles Patrick Prestigiacomo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Lpl Financial, Llc
  San Diego, CA
• 12/2017 → Present
  Advantage Wealth Advisors
  Corrales, NM

Previous Registrations

• 2017-12-12 → 2025-05-30
  Advantage Wealth Advisors
  Corrales, NM
• 2012-07-02 → 2015-04-02
  First Allied Advisory Services, Inc.
  Corrales, NM
• 2011-11-29 → 2012-07-02
  First Allied Securities, Inc.
  Corrales, NM

Other Businesses

1. 3/11/2015 - Advantage Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/15/2018 - Advantage Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:05/04/2018 - 50 Hours Per Month/2 Hours During Trading - I provide investment advisory services through Advantage Wealth Advisors, an independent investment advisor firm. I started this business activity in 5/2018. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-09-25

Other Names

• Charles Patrick Prestigiacomo
• Charles Presti
• Charles Patrick Presti