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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

360 Route 101 Unit 2, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Nashua NH 01/2015 03/2017
Massmutual Life Insurance Co Bedford NH 07/2016 Present
Mml Investors Services, Llc Bedford NH 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Nashua, NH
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Bedford, NH
  • 03/2017 → Present
    Bedford, NH
Previous Registrations
  • 2010-11-23 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Nashua, NH
  • 1998-04-15 → 2015-01-02
    New England Securities
    Nashua, NH
    Nashua, NH
  • 1998-03-17 → 2003-12-31
    Parks - Tuttle Financial Services, Inc.
  • 1998-03-17 → 2002-12-31
    Parks - Tuttle Financial Services, Inc.
    Bedford, NH
Other Businesses

(1)Name: Susan Cooke Inv rel: Y Add: 360 Route 1 Unit 2 Bedford NH 03110 Nature: Outside Insurance; Individual life and Group health Position: Agent Start date: 06/01/1993 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: Susan Cooke Inv rel: N Add: 360 Route 1 Unit 2 Bedford NH 03110 Nature: Other: LLC used for business expenses and tax purposes Position: Amherst Street Expense Sharing LLC Start date: 02/01/2009 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: LLC to run business expenses through. We do not market under this name. It is for expenses only. (3)Name: St. James Methodist Church Inv rel: Y Add: 646 Daniel Webster Hwy, Merrimack, NH 03054 Nature: Board Service Position: Trustee and member of Council Start date: 01/01/2022 No. HR/MO: 6 No. HR/MO during sec trading: 0 Describe duties: Oversee the maintenance of the Church and parsonage. Involved with decisions of the church. (4)Name: Nashua Salvation Army Inv rel: Y Add: 1 Montgomery Avenue, Nashua, NH 03060 Nature: Board Service Position: Volunteer and Advisory Board Member Start date: 03/01/2022 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Review budget, programs and future plans for the organization.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-06
  • S63 Uniform Securities Agent State Law Examination
    1992-10-06
Other Names
  • Susan Weidner Bean
  • Su Bean

View on SEC IAPD

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