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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Gallipolis | OH | 11/2005 | Present |
| Robert W. Baird & Co. Incorporated | Gallipolis | OH | 10/2019 | Present |
Name/Address: Gallipolis In Lights, 333 Third Avenue, Gallipolis OH 45631 Start date: 2015 Hours spent: 30 minutes per week/More during "in season" hours Hours spent during trading hours: Zero Role/Responsibility: Treasurer Non Investment related Name/Address: GAHS Athletic Boosters, 2855 Centenary Rd, Gallipolis OH 45631 Start date: 2004 Hours spent: 1-2 hours per week/More during "in season" hours Hours spent during trading hours: Zero Role/Responsibility: Treasurer Non Investment related Name/Address: Gallipolis City Schools Academic Boosters 61 State Street, Gallipolis OH 45631 Start date: 1999 Hours spent: 0-2hour/Month Hours spent during trading hours: Zero Role/Responsibility: Treasurer Non Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-11-04 |
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