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564 North Sunrise Avenue, Roseville, CA 95661 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-09-02 |
Branch Locations
564 North Sunrise Avenue, Roseville, CA 95661 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2009 | Present |
| Capital Investment Management, Llc, Dba The Sullivan Group | Roseville | CA | 09/2009 | Present |
1) CAPITAL INVESTMENT MANAGEMENT, LLC; INVESTMENT RELATED; 564 N SUNRISE AVE ROSEVILLE, CA 95661; INVESTMENT MANAGEMENT; MANAGING DIRECTOR; 10/2009; 120 HOURS/MONTH; 80 HOURS/MONTH DURING SECURITIES HOURS; MANAGE INVESTMENTS FOR CLIENTS 2) Brightstar Insurance Partners Insurance Services. Not Investment Related. 1957 Tyndrum Lane, Folsom CA 95630. Insurance Sales. Rep. Start 02/2020. 25 hours per month during trading. Prospecting for potential clients with life insurance needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-01 |
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