Robert George James

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Marathon Risk Solutions
  St Charles, IL
• 01/2011 → 12/2022
  Ohio National Financial Services
  Cincinnati, OH
• 06/2011 → 12/2022
  The O.N. Equity Sales Company
  Cincinnati, OH
• 02/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-01-25 → 2022-12-16
  On Investment Management Co
  Naperville, IL
  Punta Gorda, FL

Other Businesses

1) MARATHON RISK SOLUTIONS INC, 5039 KEY LARGO DR, PUNTA GORDA, FL, 02/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 120 HR/MO, 60 HR/MO TRADING. 2) ROBERT JAMES, 5039 KEY LARGO DR, PUNTA GORDA, FL, 12/2022, COACH, BUSINESS DEVELOPMENT, NIR, 6 HR/MO, 0 HR/MO TRADING. 3) SUMMIT HAVEN, 3521 N Moose Hollow Dr #12, Eden UT 84310, START DATE 12/2025, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING 4) STRATEGIC FINANCIAL GROUP, 5039 Key Largo Dr, Punta Gorda, FL 33950, 01/2026, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-24
• S63 Uniform Securities Agent State Law Examination
  1988-06-22