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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-09-29
  • VA RA
    APPROVED
    Since 2011-09-29

Branch Locations

1891 Virginia Ave, Harrisonburg, VA 22802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Dreama A. Long Self Employed Harrisonburg VA 10/1988 Present
John O Austin Construction Llc Harrisonburg VA 06/2011 Present
Cambridge Investment Research, Inc Fairfield IA 09/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2011 Present
  • 10/1988 → Present
    Dreama A. Long Self Employed
    Harrisonburg, VA
  • 06/2011 → Present
    John O Austin Construction Llc
    Harrisonburg, VA
  • 09/2011 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2011 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1)LONG INSURANCE & FINANCIAL SERVICES, 1891 VIRGINIA AVE, HARRISONBURG, VA, 10/1988 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 8 HR/WK - 4/TRADING. 2)DREAMA LONG;1891 VIRGINIA AVE, HARRISONBURG, VA 22802; RENTAL PROPERTIES; OWNER; 03/11/2009; 0; 0; UPKEEP OR MAINTENANCE OF RENTAL UNIT/IF I PURCHASE AND THEN RESELL; 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 20/TRADING. 09/29/11. 4)JOHN AUSTIN CONSTRUCTION LLC,1891 VIRGINIA AVE, HARRISONBURG VA, REAL ESTATE CONSTRUCTION, DIRECTOR, 06/30/2011, ACTIVITIES INVOLVE ASSISTING WITH PREPARATION OF TAX RECORDS FOR SUBMISSION TO ACCOUNTANT, 2 HR MO- 1/TRADING HR. 5)LONG SERVICES AGENCY, INC, 1891 VIRGINIA AVE, HARRISONBURG, VA, CPA/ENROLLED AGENT/TAX PREP, OWNER, 04/01/19, NIR, 10 HR/YR- 0/TRADING HR. 6)DAL ENTERPRISES OF VIRGINIA, LLC, 1891 VIRGINIA AVENUE, HARRISONBURG, VA 12/15/2005 AS OWNER OF PROPERTY. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/MONTH, NONE DURING TRADING. 7.LONG INSURANCE AND FINANCIAL SERVICES, LEGAL SHIELD REPRESENTATIVE, 1891 VIRGINIA AVE, HARRISONBURG, VA, 9/2014 AS SALES REP. NIR - 3 HR/MO - 3/TRADING. 8.LONG SERVICE AGENCY, 1891 VIRGINIA AVE, HARRISONBURG, VA, 10/1988 PROVIDING PRACTICE MANAGEMENT SOLUTIONS FOR PHYSICIANS AND DENTISTS. NIR - 6 HR/WK - 4/TRADING. 9.LONG SERVICE AGENCY, 1891 VIRGINIA AVE, HARRISONBURG, VA, 04/2019. OWNER, TAX PREPARER. NIR-10/YR-0/TRADING. 10.DREAMA LONG, 2426 IRISH PATH, ROCKINGHAM, VA, EBAY SELLER, 01/01/20, NIR, 10 HR/YR- 0/TRADING HR. 11.DREAMA LONG, 2426 Irish Path, Rockingham VA 22802, 04/2025, Owner, Owner/Partner of a Business Entity, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-16
S63 Uniform Securities Agent State Law Examination 1988-05-25
  • S66 Uniform Combined State Law Examination
    2006-02-16
  • S63 Uniform Securities Agent State Law Examination
    1988-05-25
Other Names
  • Dreama Mccray

View on SEC IAPD

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