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Greg Michael Regan

Momentum Independent Network Inc.

Dallas, TX

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Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2005-10-26
  • CO RA
    APPROVED
    Since 2005-10-26

Branch Locations

7001 Preston Rd Suite 300, Lb 32, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sws Financial Services Dallas TX 06/2003 Present
  • 06/2003 → Present
    Sws Financial Services
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-09
S63 Uniform Securities Agent State Law Examination 1988-06-28
  • S65 Uniform Investment Adviser Law Examination
    1996-07-09
  • S63 Uniform Securities Agent State Law Examination
    1988-06-28

View on SEC IAPD

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