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Brett Fleckman

Wells Fargo Clearing Services, LLC

Miami, FL

New York, NY

CRD 1827224

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-25
NY RA APPROVED 2024-01-25
  • FL RA
    APPROVED
    Since 2024-03-25
  • NY RA
    APPROVED
    Since 2024-01-25

Branch Locations

333 Se 2Nd Ave 23Rd Fl [Icg & Rtg], Miami, FL 33131 • United States

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 01/2024
Wells Fargo Clearing Services, Llc New York NY 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-07
  • S66 Uniform Combined State Law Examination
    2004-09-07
Other Names
  • Brett Scott Fleckman

View on SEC IAPD

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