Maryann Elizabeth Shepherd

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 03/2014 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 2012-10-01 → 2014-04-09
  J.P. Morgan Securities Llc
  Traverse City, MI
  Williamsburg, MI
  Cedar, MI
  Traverse City, MI
  Traverse City, MI
  Kalkaska, MI
  Traverse City, MI
• 2012-02-01 → 2012-10-01
  Chase Investment Services Corp.
  Traverse City, MI

Other Businesses

1.Independent Insurance Agent for Various Independent Insurance Companies, Traverse City, MI. 10/01/1999. Not investment related, 0/yearly, 0/trading 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.NORTHERN FINANCIAL MANAGEMENT, Traverse City MI 49684, United States, 09/20/2021, IAR, DBA Name, INV REL, 160HR/MO - 120HR/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2012-01-23
• S63 Uniform Securities Agent State Law Examination
  1999-09-30

Other Names

• Maryann Elizabeth Staib
• Mary Ann Elizabeth Shepherd