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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED | 2023-06-08 |
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Allentown | PA | 03/1988 | 11/2018 |
| Royal Alliance Associates, Inc. | Erie | PA | 11/2018 | Present |
1. KRESS FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Doing Business As INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1994 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. KRESS FINANCIAL SERVICES REAL ESTATE PARTNERSHIP POSITION: Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/22/2014 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Partnership owns the building we conduct business out of and leases to us as affiliates, and also leases a portion of the building out to unaffiliated tenants 3. KRESS FINANCIAL - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/04/1988 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 4. KRESS FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1994 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-06 |
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