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Daniel Gerrard Kress

Osaic Wealth, Inc.

Nokomis, FL

Erie, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-09
TX RA APPROVED 2023-06-08
PA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2023-06-09
  • TX RA
    APPROVED
    Since 2023-06-08
  • PA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Nokomis, FL • United States

2205 West Grandview Blvd, Erie, PA 16506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Allentown PA 03/1988 11/2018
Royal Alliance Associates, Inc. Erie PA 11/2018 Present
  • 03/1988 → 11/2018
    Signator Investors, Inc.
    Allentown, PA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Erie, PA
Previous Registrations
  • 2010-08-23 → 2018-11-02
    Signator Investors, Inc.
    Erie, PA
    Erie, PA
    Albany, NY
Other Businesses

1. KRESS FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Doing Business As INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1994 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. KRESS FINANCIAL SERVICES REAL ESTATE PARTNERSHIP POSITION: Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/22/2014 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Partnership owns the building we conduct business out of and leases to us as affiliates, and also leases a portion of the building out to unaffiliated tenants 3. KRESS FINANCIAL - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/04/1988 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 4. KRESS FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1994 ADDRESS: 2205 W Grandview Blvd, Erie PA 16506, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-25
S63 Uniform Securities Agent State Law Examination 1988-05-06
  • S65 Uniform Investment Adviser Law Examination
    2000-09-25
  • S63 Uniform Securities Agent State Law Examination
    1988-05-06
Designations

View on SEC IAPD

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