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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-02 |
| ME | RA | APPROVED | 2024-08-14 |
| TX | RA | APPROVED_RES | 2006-10-05 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States
Studio City, CA • United States
Harpswell, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glendale | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | CA | 03/2020 | Present |
Independent Insurance Brokering; Allstate Life Insurance Company; 04/22/2010; . Business Ownership; RGAA, LLC; Partner & Franchise Advisor; RGAA, LLC will only be used to support practice operations.; 535 N. Brand Blvd., Suite 1000, , Glendale, CA, 91203; Investment-Related; 03/08/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Insperity PEO Services, L.P.; Advisor.; Insperity PEO Services is used to pay the Income Received.; 19001 Crescent Springs Dr, , Kingwood, TX, 77339; Investment-Related; 04/08/2003; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-31 |
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