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Suzanne Louise Lichtman

Wells Fargo Advisors Financial Network, LLC

Westport, CT

St. Louis, MO

Wells Fargo Clearing Services, LLC

Westport, CT

Valley Cottage, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-13
  • CT RA
    APPROVED
    Since 2026-08-13

Branch Locations

450 Post Rd E, Westport, CT 06880 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-02
CT RA APPROVED 2010-09-17
  • NY RA
    APPROVED
    Since 2025-12-02
  • CT RA
    APPROVED
    Since 2010-09-17

Branch Locations

450 Post Road E, Westport, CT 06880 • United States

Valley Cottage, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westport CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Westport CT 11/2016 Present
Wells Fargo Advisors Financial Network Westport CT 08/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Westport, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Westport, CT
  • 08/2026 → Present
    Wells Fargo Advisors Financial Network
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-16
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S65 Uniform Investment Adviser Law Examination
    2010-09-16
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20
Other Names
  • Suzanne Louise Fedofsky
  • Suzanne Louise Fedofsky

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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