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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
214 West College Drive, Marshall, MN 56258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Marshall | MN | 03/1988 | 11/2024 |
| Prudential Insurance Company Of America | Marshall | MN | 03/1988 | Present |
| Lpl Enterprise, Llc | Marshall | MN | 11/2024 | Present |
1) 12/03/2024 - WCO - Own my office building - Real Estate Rental - Inv Related - At Marshall, MN - Start Date 01/04/2010 - 10hrs/mth - 5hrs/mth During Trading 2) 12/03/2024 - GSB Farms - Managing of the farm for weed control and drainage and mowing etc. - Farm - Non Inv Related - At Marshall, MN - Start Date 06/26/1998 -5hrs/mth - 2hrs/mth During Trading 3) 12/03/2024 - Kontz Financial Group - Non-Variable Insurance - Health insurance sales - INV Related - At Marshall, MN - Start Date 06/13/1989 - 15hrs/mth - 12hrs During Trading 4) 12/04/2024 - Kontz Financial group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location - Start Date 09/21/2004 - 10hrs/mth - 10hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-19 |
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