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John Robert Verbeke

Ubs Financial Services Inc.

Chicago, IL

Oakbrook Terrace, IL

Batavai, IL

CRD 1826241

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-27
IL RA APPROVED 2006-09-29
  • TX RA
    APPROVED_RES
    Since 2021-09-27
  • IL RA
    APPROVED
    Since 2006-09-29

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Batavai, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Chicago IL 09/2006 Present
Previous Registrations
  • 2004-04-09 → 2006-10-04
    A. G. Edwards & Sons, Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

1. R.St. Living Trust, Personal Trust, I am the second in line to act as Trustee, start date-4/4/2018, IL Joliet United States60434-2306.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-08
S63 Uniform Securities Agent State Law Examination 1992-11-23
  • S66 Uniform Combined State Law Examination
    2004-04-08
  • S63 Uniform Securities Agent State Law Examination
    1992-11-23

View on SEC IAPD

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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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