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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-04
  • TX RA
    APPROVED
    Since 2025-08-04

Branch Locations

Colleyville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Houston TX 08/2011 03/2017
Massachusetts Mutual Life Insurance Company Scottsdale AZ 07/2016 08/2019
Mml Investors Services, Llc Scottsdale AZ 03/2017 08/2019
New York Life Insurance Company Dallas TX 02/2020 02/2025
Nylife Securities Llc Dallas TX 03/2020 02/2025
Unemployed Mesa AZ 08/2019 02/2020
Blb Affinity Group, Llc Colleyville TX 02/2025 Present
Cetera Advisors Llc St Cloud MN 02/2025 Present
Cetera Investment Advisors Schaumburg IL 08/2025 Present
  • 08/2011 → 03/2017
    Metlife Securities
    Houston, TX
  • 07/2016 → 08/2019
    Massachusetts Mutual Life Insurance Company
    Scottsdale, AZ
  • 03/2017 → 08/2019
    Mml Investors Services, Llc
    Scottsdale, AZ
  • 02/2020 → 02/2025
    New York Life Insurance Company
    Dallas, TX
  • 03/2020 → 02/2025
    Nylife Securities Llc
    Dallas, TX
  • 08/2019 → 02/2020
    Unemployed
    Mesa, AZ
  • 02/2025 → Present
    Blb Affinity Group, Llc
    Colleyville, TX
  • 02/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 08/2025 → Present
    Cetera Investment Advisors
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: BLB AFFINITY GROUP, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LLC CREATED IN ANTICIPATION OF PURCHASING A PARCEL OF REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-10
S63 Uniform Securities Agent State Law Examination 1990-10-25
  • S65 Uniform Investment Adviser Law Examination
    2025-06-10
  • S63 Uniform Securities Agent State Law Examination
    1990-10-25
Other Names
  • Brett Bargery

View on SEC IAPD

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