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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1998-04-23 |
Branch Locations
2121 41St Ave, Capitola, CA 95010 • United States
1731 Technology Drive Suite 300 And 400, San Jose, CA 95110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ny Life Insur Co | Monterey | CA | 01/1988 | Present |
| Nylife Securities Inc. | San Jose | CA | 09/1988 | Present |
| Pacific Wave Insurance Solutions | Capitola | CA | 03/2010 | 04/2023 |
| Flynn Wealth Strategies And Insurance Solutions, Inc. | Capitola | CA | 12/2014 | Present |
[OPERATING UNDER THE DBA NAME OF FLYNN WEALTH STRATEGIES AND INSURANCE SOLUTIONS, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CAPITOLA, CA; START DATE: 12/2014] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products ; 2121 41st Avenue, Suite 208, Capitola, CA 95010 ; Start Date 08/2009; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; I am a principal shareholder; as is my wife, who is a licensed insurance agent, selling group health (non-New York Life). I have one large group that I service annually. My personal involvement is minimal, supervisory only.]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-10-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-20 |
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