Eric Charles Tolmie

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-29

NY RA
APPROVED

Since 2021-06-29

Branch Locations

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/2001	06/2026
Commonwealth Financial Network	Waltham	MA	06/2026	Present

01/2001 → 06/2026

Commonwealth Financial Network

Waltham, MA
06/2026 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1. Fixed insurance sales; As of 1/5/2001; Approximately 5% time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Eric C. Tolmie Financial Services, LLC; As of 2/13/2007; Approximately 5% time spent during business hours; Conducted at branch location; Not investment related. 3. Owner, Eric C Tolmie Financial Services, LLC; a private entity established to facilitate fixed insurance business; as of 09/20/2023; 2% of time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-09
S63	Uniform Securities Agent State Law Examination	1988-05-27

S65 Uniform Investment Adviser Law Examination

1996-01-09
S63 Uniform Securities Agent State Law Examination

1988-05-27

View on SEC IAPD