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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-19 |
| CA | RA | APPROVED | 2018-05-11 |
Branch Locations
28459 Old Town Front St Ste 315, Temecula, CA 92590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake San Marcos | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake San Marcos | CA | 11/2016 | 05/2018 |
| Lpl Financial | Temecula | CA | 05/2018 | Present |
1. 5/10/2018 - PacWest Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/04/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-20 |
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