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Peter Stewart

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

Marvin, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-03
  • NC RA
    APPROVED
    Since 2018-07-03

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Marvin, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Charlotte NC 11/2006 03/2018
Peter Stewart - Arbitrator Marunm NC 10/2007 12/2017
Securities America Advisors, Inc. Charlotte NC 11/2013 03/2018
Wells Fargo Clearing Services, Llc Charlotte NC 06/2018 Present
  • 11/2006 → 03/2018
    Securities America, Inc.
    Charlotte, NC
  • 10/2007 → 12/2017
    Peter Stewart - Arbitrator
    Marunm, NC
  • 11/2013 → 03/2018
    Securities America Advisors, Inc.
    Charlotte, NC
  • 06/2018 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Previous Registrations
  • 2013-11-11 → 2018-03-09
    Securities America Advisors, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 1988-04-20
  • S65 Uniform Investment Adviser Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    1988-04-20
Other Names
  • Peter James Stewart

View on SEC IAPD

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