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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Defiance | OH | 03/1988 | Present |
| Pruco Securities, Llc. | Defiance | OH | 03/1988 | 11/2024 |
| Lpl Enterprise, Llc | Defiance | OH | 11/2024 | Present |
1) 05/02/2025-Kryder and Associates-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/02/2021-140hrs/mth-140hrs/mth during trading 2) 05/02/2025-Spring Hill Farms-Business Owner-Not inv related-At Mc Clure, OH-Start date 06/06/1972-20hrs/mth-0hrs/mth during trading 3) 05/16/2025-Henry County Bd. of Elections-Chairman-Non-Profit Board/Committee Member-Not inv related-At Napoleon, OH-Start date 01/02/2020-2hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-06 |
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