Stewart Mc Lauchlan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Richardson, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Richardson, TX

Other Businesses

Real Estate Ownership; Lot/Land; HILLS ABOVE POSSUM KINGDONMPHASE ONE 1 SECTION 1 LOG#H0000-01, ,; ; / Lot/Land; 5200 Keller Springs Rd #1520, , Dallas, TX, 75248; ; 12/03/2021 / Lot/Land; 5200 KELLER SPRINGS RD APT 114, , DALLAS, TX, 75248; ; 01/15/2023 / Lot/Land; Pueto Morales Mexico, , Perto Morales Mexico, TX, 00000; ; 01/31/2022 / Lot/Land; The Fives Oceanfront Condos #515, , Puerto Morelos, Mexico, TX, 75248; ; 01/03/2022 / Lot/Land; 0, , Playa del Carman, TX, 00000; ; 07/14/2017. Board of Directors; Bonaventure HOA Association; Board Member; 5200 Keller Springs Road, , Dallas, TX, 75248; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Finance Sub-Committee Member-HomeOwners Assoc; One of 4 members on Finance sub- committee -review monthly actuals against budget, approve proposals BEFORE they go to the BOD for final approval; 5200 keller springs rd, , Dalllas, TX, 75048; Not Investment-Related; 03/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / CAPITAL PROJECTS COMMITTEE; A member of a committee of 7 people who Perform research, gather information, for capital projects that are needed to maintain, enhance the Bonaventure Condominiums, where I live. We report into the Homeowners Association Board of Directors who make ALL final decisions. We have no expenditure authority.; 5200 KELLER SPRINGS RD, , DALLAS, TX, 75248; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-19
• S63 Uniform Securities Agent State Law Examination
  1988-05-19

Other Names

• Stewart Mclauchlan