Jenienne Miniter Fagan

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-06-09

MD RA
APPROVED

Since 2021-06-09

Branch Locations

One Light Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Baltimore	MD	10/2006	Present
Lpl Financial Llc	Baltimore	MD	06/2021	Present
Lpl Financial Llc	Baltimore	MD	06/2021	Present

10/2006 → Present

M&T Securities

Baltimore, MD
06/2021 → Present

Lpl Financial Llc

Baltimore, MD
06/2021 → Present

Lpl Financial Llc

Baltimore, MD

Previous Registrations

2006-10-17 → 2021-06-09

M&T Securities, Inc.

Richmond, VA

Buffalo, NY

Buffalo, NY

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD
2004-06-10 → 2006-10-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

Annapolis, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-03
S63	Uniform Securities Agent State Law Examination	1991-10-11

S66 Uniform Combined State Law Examination

2004-06-03
S63 Uniform Securities Agent State Law Examination

1991-10-11

Other Names

Jenienne Margarethe Miniter
Jenienne M Miniter

View on SEC IAPD

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EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

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