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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-21 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| IL | RA | APPROVED | 2000-08-28 |
Branch Locations
1705 Tullamore Ave Ste B, Bloomington, IL 61704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bloomington | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bloomington | IL | 11/2016 | Present |
JOHN M SCOTT HEALTH CARE COMMISSION; INV. RELATED; BLOOMINGTON, IL; BOARD MEMBER / FINANCE COMMITTEE MEMBER; START 5/1/2024; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, COLLABORATE ON ANNUAL BUDGET AND INDEPENDENT AUDIT AND REVIW OF ONGOING FINANCIAL POLICIES AND REPORTS. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 100% OWNERSHIP WITH SPOUSE, START 4/8/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. DROCES1965 PRODUCTIONS, NOT INV RELATED, BLOOMINGTON, IL, 100% OWNERSHIP, START 4/1/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, MUSICIAN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-20 |
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