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1411 Clarkview Road, Baltimore, MD 21209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chapin, Davis | Baltimore | MD | 03/1991 | Present |
UPHILL FARM LLC, NON-INVESTMENT RELATED. FAMILY FARM. 11.1% OWNER, TREASURER, FINANCE, BILLING TASKS. 2 HOURS / 0 during trading hours // Personal representative, Estate of Peter Winkenwerder. Non-investment related, no compensation, limited hours. // Estate of Caroline King Warfield / non-investment / 3700 Belmont Ave, Reisterstown, MD 21136 / personal rep / March 2020 / 5 hours / 0 during trading hours / pay bills and file documents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-10 |
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