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Thomas Kirby Harrington

LPl Financial LLC

Dublin, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-01
TX RA APPROVED 2024-11-01
  • OH RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

6195 Emerald Parkway Ste One North, Dublin, OH 43016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harrington Asset Mngmt Inc Dublin OH 04/1991 Present
Osaic Wealth, Inc. New York NY 11/1997 11/2024
Lpl Financial Llc Dublin OH 11/2024 Present
Previous Registrations
  • 2021-06-25 → 2024-11-07
    Sheffield Village, OH
    Dublin, OH
  • 2003-01-27 → 2023-01-05
    Harrington Asset Management Inc
    Dublin, OH
Other Businesses

1) 10/2024 - HARRINGTON ASSET MANAGEMENT, INC / DBA for LPL Business (entity for LPL business) / Inv. Related / Dublin, Ohio 43016 / Start date 01/01/1992 160 Hrs per month -100% Time Spent 2) 10/2024 - Harrington Asset Management, Inc. / Insurance Agency / Inv. Related / Dublin, OH 43016 / Start date 05/06/1992 - 5 Hrs per month - 2% Time Spent 3) 11/2024 - HYDRO4LIFE, INC. - Non-Profit Board Member - Not Inv Related - 15 Hours/Month - OH 43016 - OBA Start Date: 12/18/2018

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-17
  • S63 Uniform Securities Agent State Law Examination
    1994-11-17
Designations

View on SEC IAPD

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