Joseph John Decarolis

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED_RES	2016-07-18

MA RA
APPROVED_RES

Since 2016-07-18

Branch Locations

300 Brickstone Sq. Ste. 1006, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nasachusetts Mutual Life Ins. Co.	Boston	MA	10/1990	Present
Mml Investors Services, Inc.	Boston	MA	08/1991	Present
Steward Partners Investment Advisory, Llc	Andover	MA	04/2016	Present

10/1990 → Present

Nasachusetts Mutual Life Ins. Co.

Boston, MA
08/1991 → Present

Mml Investors Services, Inc.

Boston, MA
04/2016 → Present

Steward Partners Investment Advisory, Llc

Andover, MA

Other Businesses

NAME:DECAROLIS INSURANCE AGENCY INC INV/REL: YES ADDR: 146 NORTH MAIN ST LEOMINSTER, MA 01453 NATURE: BROKERAGE, PROPERTY & CASUALTY POSITION: OWNER START: 1987 HRS/MO: 160 HRS/TRAD: 160

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-11-26

S63 Uniform Securities Agent State Law Examination

1991-11-26

Other Names

Joseph John Decarolis

View on SEC IAPD