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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-08 |
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
Downers Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Chicago | IL | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Chicago | IL | 07/2016 | Present |
| Mml Investors Services, Llc | Chicago | IL | 03/2017 | Present |
1)Name: Capital & Risk Management Services Inv rel: Y Add: 30 S Wacker Drive Suite 2700 Chicago, IL 60606 Nature: Outside Insurance Sales Position: Insurance Broker Start date: 01/1990 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual Life, Property/Casualty, Health, Group Life, Group Health, Other (2) NAME: Russ Clousing INV REL: N ADD: 188 W Butterfield, Elmhurst, IL 60126 NATURE: Business Class POSITION: Lecture/Speaker START DATE: 01/07/2019 NO. HR/MO: 24 NO. HR/MO DURING SEC TRADING: 24 Describe Duties: Teaching a short term high school business class.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-07 |
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