Randall Clay Pickett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 05/2022
  Oppenheimer & Co. Inc.
  Dallas, TX
• 05/2022 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2009-03-11 → 2022-05-20
  Oppenheimer & Co. Inc.
  Dallas, TX
• 2007-11-01 → 2009-03-12
  Stanford Group Company
  Dallas, TX
• 2005-12-02 → 2007-11-01
  Bny Investment Center Inc.
  Dallas, TX
  New York, NY
  Dallas, TX
  Dallas, TX
• 2004-01-22 → 2005-12-13
  Pershing Llc
  Dallas, TX
• 1996-08-01 → 2005-12-13
  Lockwood Financial Services, Inc.
  Dallas, TX

Other Businesses

1) 5/2022- Pickett Family Farm - owned family farm for cattle grazing, pasture lease, cattle business- inv. related- 40 Pete Jablonski Road, Yorktown, TX 78164,. - start date 2018- 0-1 hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-18
• S63 Uniform Securities Agent State Law Examination
  1988-06-15