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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
25 East First Street, Hinsdale, IL 60521 • United States
1000 Hillgrove Avenue, Western Springs, IL 60558 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C. | Chicago | IL | 11/1990 | 01/2025 |
| Lpl Financial Llc | Western Springs | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/13/1990- 200 Hours Per Month- 8 Hours During Trading 2. 01/2025- Fairbanks Farm, LLC- Farm- Not INV Related- At Long Grove, IL- Start date 07/19/2018- 4 Hours Per Month 3. 01/2025- Jeffry P Kraus- Act in a Fiduciary Capacity- Not INV Related- Start date 12/15/2004
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-06 |
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