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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-20 |
| TX | RA | APPROVED_RES | 2003-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Forest Lake | MN | 02/2001 | Present |
(1) 8/11/2006 - OTHER-MUSIC - Band names could change - PLAYING GUITAR IN A COMBO BAND WITH THREE FRIENDS AS A HOBBIE. - FOREST LAKE, MN - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading. (2) 12/29/2015 - Wealth Management Midwest, Inc. - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/2016 - 160 HRS/MO; 8 HRS/MO DUIRNG SECS TRDG HRS. 3) 08/08/2025 - Uncommon Loon Brewing Company - Not Investment Related - Outside/W-2 Employment - Chisago City, MN - Start Date:02/23/2023 - 18 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-05 |
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