David Earl Purdy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → Present
  Lpl Financial Llc
  Forest Lake, MN

Other Businesses

(1) 8/11/2006 - OTHER-MUSIC - Band names could change - PLAYING GUITAR IN A COMBO BAND WITH THREE FRIENDS AS A HOBBIE. - FOREST LAKE, MN - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading. (2) 12/29/2015 - Wealth Management Midwest, Inc. - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/2016 - 160 HRS/MO; 8 HRS/MO DUIRNG SECS TRDG HRS. 3) 08/08/2025 - Uncommon Loon Brewing Company - Not Investment Related - Outside/W-2 Employment - Chisago City, MN - Start Date:02/23/2023 - 18 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1988-05-05