Joseph Alan Gunther

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Rome, NY
• 01/2024 → Present
  Ifg Advisory, Llc
  Atlanta, GA

Previous Registrations

• 2003-01-16 → 2011-08-09
  Securities America Advisors, Inc.
  Norwich, NY
  Rome, NY

Other Businesses

1- 08/02/2011: THE GUNTHER GROUP, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2- 01/26/2012: INTEGRATED FINANCIAL GROUP, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3- 11/29/2013: JOSEPH A GUNTHER, CFP - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIEM SPENT - SELL ISN TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES 4- 5/26/2016: Rhonda Oliver, Notary - Not Investment Related - 19 Eaton Avenue, Norwich, NY 13815 - Other-Notary - Start 06/01/2016 - 5 Hours Per Month During Securities Trading - Office Manager Rhonda Oliver has passed the exam to be a Notary. 5- 3/9/2021 - Gunther Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/2021 - 140 Hours Per Month During Securities Trading. 6- 12/31/2021 - Gunther Properties I - Investment Related - Home Based and Rome, NY 13440 - Real Estate Rental - Start Date: 01/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading 7- 04/29/2026 - Gunther Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Rome, NY - Start Date 11/28/2014 - 35 hours per month/ 20 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-14
• S66 Uniform Combined State Law Examination
  2021-11-15
• S63 Uniform Securities Agent State Law Examination
  1988-05-03

Other Names

• Joe Gunther