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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-09 |
| NE | RA | APPROVED | 2005-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Minden | NE | 03/1988 | Present |
| Principal Life Insurance Comp | Minden | NE | 07/1998 | Present |
*KEARNEY COUNTY COMM FOUNDATION. 05/26/2010-PRESENT. BOARD MEMBER, FOUNDATION THAT SEEKS TO SERVE THE KEARNEY COUNTY OF NE THROUGH CARHITABLE GRANTS AND PROVIDES SCHOLARSHIPS TO AREA GRADUATINS HIGH SCHOOL STUDENTS. NOT INVESTMENT RELATED. *MINDEN UNITED METHODIST CHURCH ENDOWMENT COMMITTEE. MEMBER OF ENDOWMENT COMMITTEE AND REGISTERED REP ON ACCOUNTS. EFFECTIVE DATE - 6/2/2010. NOT INVESTMENT RELATED. *OUTSIDE INSURANCE - HEALTH INSURANCE, NE, EFF 4/22/10, SELL HEALTH INSURANCE, HRS PER MO N/A, NOT INVESTMENT RELATED. ***Fixed Insurance; Not Investment Related; Minden, NE; Agent; Fixed Life, DI, Annuities, LTC, Health, Medicare Supplements, Critical Illness, Dental, Vision, Accident, Accidental death and Dismemberment, Cancer, Home Health Care, Hospital Indemnity, Short term medical; Start Date: 05/01/2019; 2 hrs per month; 1 during trading hours. T&W STORAGE POSITION: owner NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2022 ADDRESS: 602 W 6th Street, Minden NE 68959, United States DESCRIPTION: Self storage rental property TJPROP LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2022 ADDRESS: 602 W 6th, Minden NE 68959, United States DESCRIPTION: To own self rental property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-21 |
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