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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-09
NE RA APPROVED 2005-06-24
  • TX RA
    APPROVED
    Since 2026-04-09
  • NE RA
    APPROVED
    Since 2005-06-24

Branch Locations

128 E 4Th St, Minden, NE 68959 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Minden NE 03/1988 Present
Principal Life Insurance Comp Minden NE 07/1998 Present
Other Businesses

*KEARNEY COUNTY COMM FOUNDATION. 05/26/2010-PRESENT. BOARD MEMBER, FOUNDATION THAT SEEKS TO SERVE THE KEARNEY COUNTY OF NE THROUGH CARHITABLE GRANTS AND PROVIDES SCHOLARSHIPS TO AREA GRADUATINS HIGH SCHOOL STUDENTS. NOT INVESTMENT RELATED. *MINDEN UNITED METHODIST CHURCH ENDOWMENT COMMITTEE. MEMBER OF ENDOWMENT COMMITTEE AND REGISTERED REP ON ACCOUNTS. EFFECTIVE DATE - 6/2/2010. NOT INVESTMENT RELATED. *OUTSIDE INSURANCE - HEALTH INSURANCE, NE, EFF 4/22/10, SELL HEALTH INSURANCE, HRS PER MO N/A, NOT INVESTMENT RELATED. ***Fixed Insurance; Not Investment Related; Minden, NE; Agent; Fixed Life, DI, Annuities, LTC, Health, Medicare Supplements, Critical Illness, Dental, Vision, Accident, Accidental death and Dismemberment, Cancer, Home Health Care, Hospital Indemnity, Short term medical; Start Date: 05/01/2019; 2 hrs per month; 1 during trading hours. T&W STORAGE POSITION: owner NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2022 ADDRESS: 602 W 6th Street, Minden NE 68959, United States DESCRIPTION: Self storage rental property TJPROP LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2022 ADDRESS: 602 W 6th, Minden NE 68959, United States DESCRIPTION: To own self rental property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-21
  • S63 Uniform Securities Agent State Law Examination
    1998-02-21
Designations

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