David George Newman

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 07/2017
  Fidelity Brokerage Services, Inc.
  Cincinnati, OH
• 09/2017 → 07/2018
  Horter Investment Management
  Cincinnati, OH
• 07/2018 → 07/2019
  Self-Employed
  Cincinnati, OH
• 07/2019 → Present
  Fifth Third Securities
  Cincinnati, OH

Previous Registrations

• 2017-09-06 → 2018-07-17
  Horter Investment Management, Llc
  Cincinnati, OH
• 2007-10-30 → 2017-08-10
  Strategic Advisers Llc
  Covington, KY
  Blue Ash, OH

Exams

• S66 Uniform Combined State Law Examination
  2007-12-10
• S63 Uniform Securities Agent State Law Examination
  1998-09-14

Other Names

• Dave Newman