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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

1800 Byberry Road Suite 906, Huntingdon Valley, PA 19006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 03/2024
Raymond James Financial Services, Inc. Chalfont PA 03/2024 Present
Raymond James Financial Services Advisors, Inc. Chalfont PA 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-09
S63 Uniform Securities Agent State Law Examination 1989-02-15
  • S65 Uniform Investment Adviser Law Examination
    1993-02-09
  • S63 Uniform Securities Agent State Law Examination
    1989-02-15

View on SEC IAPD

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