Rodney Carl Connell

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-06
SC	RA	APPROVED	2005-02-18

TX RA
APPROVED_RES

Since 2026-04-06
SC RA
APPROVED

Since 2005-02-18

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Charleston	SC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Charleston	SC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Charleston, SC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Charleston, SC

Previous Registrations

1994-02-10 → 2005-03-16

Citigroup Global Markets Inc.

Columbia, SC

Other Businesses

POWER OF ATTORNEY FOR MOTHER, INVESTMENT RELATED, HOLLYWOOD SC, NO TIME CURRENTLY SPENT. TRUSTEE FOR FAMILY TRUST; INVESTMENT RELATED; MT PLEASANT, SC; START DATE 12/9/2014; 1 HR PER MONTH; 1 HR DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV RELATED; GREENVILLE, SC; START; 1/15/15; 1 HR/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-28
S63	Uniform Securities Agent State Law Examination	1988-06-02

S65 Uniform Investment Adviser Law Examination

2006-12-28
S63 Uniform Securities Agent State Law Examination

1988-06-02

Other Names

Rod Connell

View on SEC IAPD