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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-02-05 |
| NY | RA | APPROVED | 2025-01-15 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Newtown Center, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Investor Services | Foxboro | MA | 10/2008 | 03/2019 |
| Park Avenue Securities Llc | New York | NY | 03/2015 | 03/2019 |
| Clarfeld | Westwood | MA | 03/2019 | 12/2022 |
| Citizens Securities, Inc. | Westwood | MA | 11/2021 | 12/2022 |
| Guardian Life Insurance Company | Rye Brook | NY | 01/2023 | Present |
| Park Avenue Securities | Rye Brook | NY | 02/2024 | Present |
| Guardian Life Insurance Company | Newtown Center | MA | 06/2024 | Present |
| Park Avenue Securities | Newtown Center | MA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-02 |
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