John Chapman Ferguson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2005-06-01 → 2015-02-04
  Equitable Advisors, Llc
  New York, NY
  Sterling, VA
  Reston, VA
  Falls Church, VA
  Sterling, VA
• 1999-04-23 → 2005-06-01
  Mony Securities Corporation
  Reston, VA
• 1999-06-01 → 2004-08-12
  Private Wealth Advisers, Llc
  Reston, VA

Other Businesses

1) FERGUSON PRIVATE WEALTH MANAGEMENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2) GW COMMUNITY SCHOOL, 9001 BRADDOCK RD #111, SPRINGFIELD, VA, 10/2017 AS TREASURER OF PRIVATE HIGH SCHOOL, ALSO SERVE AS COMMITTEE MEMBER ON SCHOLARSHIP FOUNDATION COMMITTEE. NIR - 2/MO - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) BEACH HOUSE RENTAL, 1138 Austin Street, Suite 100, Corolla NC 27927, 06/2026, Owner, Real Estate, NIR, 4 HR/MO, 2 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-13
• S63 Uniform Securities Agent State Law Examination
  1995-12-14