Lawrence Paul Flynn

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Oppenheimer & Co. Inc.
  Providence, RI

Previous Registrations

• 2001-11-01 → 2007-07-03
  Citigroup Global Markets Inc.
  Providence, RI
  Providence, RI

Other Businesses

1. DIRECTOR:ACTING TRUSTEE FOR BOTH CHARLOTTE HAZARD FLYNN TRUST & THE HANNAH LAVELL FLYNN TRUST.(MY DAUGHTER'S TRUST ACCOUNTS) AS 08/15/2011: AS TRUSTEE I PROVIDE INVESTMENT ADVICE FOR ACCOUNTS ALONG WITH OTHER TRUSTEE. 1 HR PER MONTH TO THIS DUTY. ONE FINANCIAL PLAZA STE 2110, PROVIDENCE RI 02903. NON IVESTMENT RELATED 2. THE INVESTMENT COMMITTEE REVIEWS PERFORMANCE OF THE INVESTMENT MANAGER WHO OVERSEES THE LIBRARY'S ENDORSEMENT. THE MEETINGS ARE HELD ON A QUARTERLY BASIS AND LAST APPROXIMATELY ONE HOUR. STARTED IN 2010. PROVIDENCE PUBLIC LIBRARY. 150 EMPIRE ST, PROVIDENCE, RI 02903 3. CO-TTEE ON TRUST. WILL BE HELPING SPOUSE OVERSEE THE DUTIES LISTED IN THE TRUST. I BELIEVE THIS SHOULD TAKE ROUGHLY TWO TO THREE HOURS PER WEEK AS NEEDED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-23
• S63 Uniform Securities Agent State Law Examination
  1991-05-06