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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-03 |
Branch Locations
10744 State Highway 18, Conneaut Lake, PA 16316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Conneaut Lake | PA | 10/2000 | 11/2023 |
| Shaffer Financial, Inc | Conneaut Lake | PA | 05/2000 | Present |
| Osaic Wealth, Inc. | Conneaut Lake | PA | 11/2023 | Present |
1) SHAFFER FINANCIAL INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2000 ADDRESS: 10744 State Hwy 18 PO Box 200, Conneaut Lake PA 16316, United States DESCRIPTION: Accounting procedures Running of Office Paying Bills Payroll 2) RANDY SHAFFER POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2000 ADDRESS: 10744 State Highway 18, PO Box 200 Conneaut Lake, PA 16316, Conneaut Lake PA 16316, United States DESCRIPTION: Sell and service fixed Insurance products includind health insurance, life insurance, fixed annuity products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
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