Randy Alan Shaffer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → 11/2023
  Fsc Securities Corporation
  Conneaut Lake, PA
• 05/2000 → Present
  Shaffer Financial, Inc
  Conneaut Lake, PA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Conneaut Lake, PA

Previous Registrations

• 2005-11-23 → 2023-11-03
  Fsc Securities Corporation
  Saegertown, PA
  Conneaut Lake, PA

Other Businesses

1) SHAFFER FINANCIAL INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2000 ADDRESS: 10744 State Hwy 18 PO Box 200, Conneaut Lake PA 16316, United States DESCRIPTION: Accounting procedures Running of Office Paying Bills Payroll 2) RANDY SHAFFER POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2000 ADDRESS: 10744 State Highway 18, PO Box 200 Conneaut Lake, PA 16316, Conneaut Lake PA 16316, United States DESCRIPTION: Sell and service fixed Insurance products includind health insurance, life insurance, fixed annuity products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-10-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant