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Elaine Ann Webster

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-07
CA RA APPROVED 2011-03-30
  • TX RA
    APPROVED_RES
    Since 2012-09-07
  • CA RA
    APPROVED
    Since 2011-03-30

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 03/2011 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-06-11
    Morgan Stanley
    Pasadena, CA
  • 2009-02-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pasadena, CA
Other Businesses

NOTARY, NOT INVESTMENT RELATED; LOS ANGELES COUNTY, CALIFORNIA; START DATE 8/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-13
  • S66 Uniform Combined State Law Examination
    2009-02-13

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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